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Self-regulatory organization
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291	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 3, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-06 09:48:30 Financial regulation Financial Industry Regulatory Authority Financial economics Financial system Stock market Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Self-regulatory organization United States securities law United States Securities and Exchange Commission 73rd United States Congress
292	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-29 15:16:03 Investment Industry Regulatory Organization of Canada Business Securities Self-regulatory organizations Financial regulation
293	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]August 25, 2014 Self-Regulatory Organization; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend the G Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-26 09:47:54 Securities Financial markets Repurchase agreement Clearing Depository Trust & Clearing Corporation Federal Reserve System Futures contract Financial economics Finance Financial system
294	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]September 5, 2014 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-08 07:44:08 New York Stock Exchange Direct Edge Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization United States Financial system United States securities law Financial regulation Economy of the United States
295	The industry and markets we oversee should operate with high standards of fairness and integrity so that the confidence of all market Accordingly, a strong culture of compliance benefits investors and contributes signifi Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-08 09:04:56 Financial regulation Investment Law Self-regulatory organizations Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada International Organization of Securities Commissions Universal Market Integrity Rules Finance Financial economics Business
296	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-29 15:16:04 Investment Industry Regulatory Organization of Canada Business Securities Self-regulatory organizations Financial regulation
297	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-08 13:06:50 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Self-regulatory organizations Securities Financial regulation
298	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 7, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-09 11:35:36 OTC Bulletin Board Securities Exchange Act U.S. Securities and Exchange Commission ACT Self-regulatory organization Economy of the United States Business United States securities law Financial Industry Regulatory Authority Financial regulation
299	Table of Contents \| Industry Profiles \| MDA \| Financials ANNUAL REPORT 2013–2014 Protecting investors and fostering fair, efficient and competitive capital markets across Canada. Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-08 09:02:45 Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation High-frequency trading Ombudsman for Banking Services and Investments Financial economics Finance Business
300	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]October 15, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pr Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-16 08:16:38 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Financial system Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission

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